Training course Objective
- Gain the self-confidence to prepare, perform and follow-up on audit tasks
- Have the ability to compose factual audit reports and recommend rehabilitative actions
- Recognize the standards of administration system bookkeeping according to ISO 19011
- Develop professionally
Day 1
Management systems overview
Guidelines for Auditing Management Systems (ISO 19011)
Auditing terms and definitions
Process for auditing
Audit responsibilities
Audit evidence and programme
Audit scope, objectives and criteria
Principles of auditing
Typical audit activities
Planning & Initiating
Planning the audit
Initiating the audit
Document review
Auditing programming
Audit plan and sampling
Audit work documents
Day 2
Execute the Audit
Opening meeting
Communication,
attributes and question types
Verifying information and recording evidence
Internal audit video
Nonconformities
Simulated internal audit
Documenting nonconformities
Preparing audit conclusions and the closing meeting
Reporting
Report an audit
Typical audit report contents
Day 3
Defining and Developing the Internal Audit Process and Establishing the Roles within the Internal Audit Dept.
Defining, developing and implementing an Internal Audit Function
Defining the distinctions and responsibilities between Internal and External Auditors
Identifying the Internal Audit Staff Positions
Developing the Audit Committee Charter for a Board of Directors
Review of Statements on International Auditing Standards Update and General Auditing Practice Issues
Identifying Internal Audit Staffing Requirements
Day 4
Examining & Understanding the Differences between Various Types of Audits, including Risk Factors
Operational Audits
Financial Audits
Compliance Audits
Fraud and Forensic Audits
Information Systems Audits
Review of Current Year U.S. Audit Risk Alerts
Day 5
Selecting, Procedural Planning & Commencing Internal Audit Examinations
Developing Streamlined Processes for Conducting Internal Audit Examinations
Identifying Effective Audit Programs for the Various Types of Audits
Evaluating and Selecting Internal Audit Methodologies
Notifying the Internal Auditee and Supervisors of the Internal Audit Examination and Promoting Cooperation and Assistance in Achieving Common Goals
Evaluating Internal Controls Systems and Accessing Network and Computer Files and Folders
Effecting Changes to an In-Process Internal Audit Examination
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